SleeperNets: Universal Backdoor Poisoning Attacks Against Reinforcement Learning Agents

Ethan Rathbun, Christopher Amato, Alina Oprea
5/30/2024
cs.LGcs.CR

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Abstract

Reinforcement learning (RL) is an actively growing field that is seeing increased usage in real-world, safety-critical applications -- making it paramount to ensure the robustness of RL algorithms against adversarial attacks. In this work we explore a particularly stealthy form of training-time attacks against RL -- backdoor poisoning. Here the adversary intercepts the training of an RL agent with the goal of reliably inducing a particular action when the agent observes a pre-determined trigger at inference time. We uncover theoretical limitations of prior work by proving their inability to generalize across domains and MDPs. Motivated by this, we formulate a novel poisoning attack framework which interlinks the adversary's objectives with those of finding an optimal policy -- guaranteeing attack success in the limit. Using insights from our theoretical analysis we develop ``SleeperNets'' as a universal backdoor attack which exploits a newly proposed threat model and leverages dynamic reward poisoning techniques. We evaluate our attack in 6 environments spanning multiple domains and demonstrate significant improvements in attack success over existing methods, while preserving benign episodic return.

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@article{rathbun2024sleepernets,
  title  = {SleeperNets: Universal Backdoor Poisoning Attacks Against Reinforcement Learning Agents},
  author = {Ethan Rathbun and Christopher Amato and Alina Oprea},
  year   = {2024},
  eprint = {2405.20539},
  archivePrefix = {arXiv},
  doi    = {10.48550/arXiv.2405.20539},
  url    = {http://arxiv.org/abs/2405.20539v2},
  journal = {NEURIPS 2024 2024}
}

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