Do LLMs Know When to NOT Answer? Investigating Abstention Abilities of Large Language Models

Nishanth Madhusudhan, Sathwik Tejaswi Madhusudhan, Vikas Yadav, Masoud Hashemi
7/23/2024
cs.CL

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Abstract

Abstention Ability (AA) is a critical aspect of Large Language Model (LLM) reliability, referring to an LLM's capability to withhold responses when uncertain or lacking a definitive answer, without compromising performance. Although previous studies have attempted to improve AA, they lack a standardised evaluation method and remain unsuitable for black-box models where token prediction probabilities are inaccessible. This makes comparative analysis challenging, especially for state-of-the-art closed-source commercial LLMs. This paper bridges this gap by introducing a black-box evaluation approach and a new dataset, Abstain-QA, crafted to rigorously assess AA across varied question types (answerable and unanswerable), domains (well-represented and under-represented), and task types (fact centric and reasoning). We also propose a new confusion matrix, the ''Answerable-Unanswerable Confusion Matrix'' (AUCM) which serves as the basis for evaluating AA, by offering a structured and precise approach for assessment. Finally, we explore the impact of three prompting strategies-Strict Prompting, Verbal Confidence Thresholding, and Chain-of-Thought (CoT)-on improving AA. Our results indicate that even powerful models like GPT-4, Mixtral 8x22b encounter difficulties with abstention; however, strategic approaches such as Strict prompting and CoT can enhance this capability.

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Cite this paper

@article{madhusudhan2024llms,
  title  = {Do LLMs Know When to NOT Answer? Investigating Abstention Abilities of Large Language Models},
  author = {Nishanth Madhusudhan and Sathwik Tejaswi Madhusudhan and Vikas Yadav and Masoud Hashemi},
  year   = {2024},
  eprint = {2407.16221},
  archivePrefix = {arXiv},
  url    = {http://arxiv.org/abs/2407.16221v2}
}

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