A Survey on Cluster-based Federated Learning

Omar El-Rifai, Michael Ben Ali, Imen Megdiche, André Peninou, Olivier Teste
1/29/2025
stat.MLcs.LG

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Abstract

As the industrial and commercial use of Federated Learning (FL) has expanded, so has the need for optimized algorithms. In settings were FL clients' data is non-independently and identically distributed (non-IID) and with highly heterogeneous distributions, the baseline FL approach seems to fall short. To tackle this issue, recent studies, have looked into personalized FL (PFL) which relaxes the implicit single-model constraint and allows for multiple hypotheses to be learned from the data or local models. Among the personalized FL approaches, cluster-based solutions (CFL) are particularly interesting whenever it is clear -through domain knowledge -that the clients can be separated into groups. In this paper, we study recent works on CFL, proposing: i) a classification of CFL solutions for personalization; ii) a structured review of literature iii) a review of alternative use cases for CFL. CCS Concepts: $\bullet$ General and reference $\rightarrow$ Surveys and overviews; $\bullet$ Computing methodologies $\rightarrow$ Machine learning; $\bullet$ Information systems $\rightarrow$ Clustering; $\bullet$ Security and privacy $\rightarrow$ Privacy-preserving protocols.

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@article{elrifai2025survey,
  title  = {A Survey on Cluster-based Federated Learning},
  author = {Omar El-Rifai and Michael Ben Ali and Imen Megdiche and André Peninou and Olivier Teste},
  year   = {2025},
  eprint = {2501.17512},
  archivePrefix = {arXiv},
  url    = {http://arxiv.org/abs/2501.17512v1}
}

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