A Human-in-the-Loop Bayesian Optimization Framework for Constraint-Aware Bioprocess Development

Samuel Stricker, Claus Wirnsperger, Alessandro Butté, Laura Helleckes, Gonzalo Guillén Gosálbez +2 more
6/17/2026
cs.LGcs.HCstat.ML

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Abstract

This work presents an extension to Pareto Front Guided Sampling (PFGS), a Human-in-the-Loop (HitL) Bayesian Optimization (BO) framework in which Gaussian process (GP) surrogate-derived quantities are reformulated as objectives of a multi-objective optimization problem, and the resulting Pareto front is exposed to a domain expert for interactive candidate selection rather than returning a single automated recommendation. The framework is extended in two directions: constrained optimization is addressed by incorporating the posterior probability of satisfying output specification limits as an explicit Pareto objective, computed analytically from the GP posterior distribution; robust optimization is addressed by a Monte Carlo sampling strategy that estimates expected lower-confidence performance over a user-defined variability of input perturbations, capturing performance degradation under likely implementation deviations. The resulting multi-dimensional Pareto representation renders trade-offs between predicted performance, model uncertainty, probabilistic constraint satisfaction, and input robustness simultaneously visible through pairwise two-dimensional projections on an interactive dashboard, enabling selection criteria to be iteratively refined as the surrogate model improves and development objectives evolve. The framework is showcased on an eight-dimensional fed-batch Chinese Hamster Ovary (CHO) cell culture simulator demonstrating systematic identification of high-performing, feasibility-compliant, and perturbation-resilient operating conditions, and illustrating how expert-defined requirements provide a principled stopping criterion and support informed allocation of experimental resources.

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Cite this paper

@article{stricker2026humanintheloop,
  title  = {A Human-in-the-Loop Bayesian Optimization Framework for Constraint-Aware Bioprocess Development},
  author = {Samuel Stricker and Claus Wirnsperger and Alessandro Butté and Laura Helleckes and Gonzalo Guillén Gosálbez and Antonio del Rio Chanona and Mehmet Mercangöz},
  year   = {2026},
  eprint = {2606.19230},
  archivePrefix = {arXiv},
  url    = {http://arxiv.org/abs/2606.19230v1}
}

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