Fundamental Limits of Transferability and Equivariance in Algebraic Signal Models I: Finite Dimensions

Abstract

We study the fundamental limits of transferability in algebraic signal processing through homomorphisms between algebraic signal models. Homomorphisms are linear maps between the signal spaces of two models that commute with filtering, so filtering a signal and transferring it across domains can be done in either order. The existence of such maps is governed entirely by coincidences among the filtered eigenvalues of the two models' shift operators, but existence alone is insufficient: the space of homomorphisms always contains trivial elements that destroy all information. We introduce the spectral transfer efficiency $η(θ)\in[0,1]$ to quantify information-preserving quality, prove that every homomorphism decomposes into unconstrained blocks over coincidence classes, derive the dimension of the homomorphism space, and characterize exactly when lossless transfer is achievable. Beyond normal shift operators, we quantify a departure-from-normality penalty and show how filter derivatives can repair spectral defectiveness. The theory yields concrete consequences in three settings: for sampling, eigenvalue interlacing converts transferability under subsampling into an explicit filter design constraint; for compressed sensing, $η(θ)$ controls the restricted isometry constant and the coherence of the resulting measurements, and recovery decouples across coincidence classes; and for machine learning, spectral aliasing emerges as the controlled symmetry breaking that makes transfer between mismatched domains possible at all.