DP-ES: Differentially Private Evolution Strategies for Prompt Optimization

Ziniu Liu, Aiping Li, Yue Han, Han Yu, Junjian Zhang +3 more
10/5/2026
cs.CRcs.CL

No official code found. Best implementation: StephCpa/dp-es (1 star, MIT, last commit 2026-10-06).

Abstract

Token-level differentially private (DP) prompt optimization methods such as DP-OPT can become unstable under tight privacy budgets: on GSM8K, DP-OPT obtains $49.5\pm28.5\%$ across 30 runs, and a logged search trajectory reveals prompt-template drift and noise-sensitive irreversible choices. We diagnose these as structural consequences of greedy token-by-token construction over privately aggregated counts. We then propose DP-ES (Differentially Private Evolution Strategies), a structurally cleaner alternative that maintains a population of full prompts, mutates them via LLM calls that never access the private dataset, and spends privacy only on sampled-Gaussian evaluation; deterministic or Gumbel-smoothed selection is post-processing. Under a conservative $(\varepsilon\leq1.0,δ=10^{-5})$ guarantee, DP-ES achieves 88.1% on GSM8K (+38.6 pp over DP-OPT, approximately 9 times lower standard deviation), 99.7% on MedQA, 73.5% on BANKING77, and 86.8% on Alpaca. It is also 2.5 times faster in wall-clock time and uses 3.3 times fewer logged private-data call groups than DP-OPT. Selection and population ablations, implementation-level noise checks, and a 200-profile exact-match memorization stress test complement the formal guarantee. Scope: Our experiments establish optimization robustness under DP noise, especially where prompt structure is critical; end-to-end validation on genuinely sensitive, non-saturated deployment data remains future work.

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Code Implementations(1)

StephCpa/dp-esCommunity71%
MIT

Official implementation of DP-ES: Differentially Private Evolution Strategies for Prompt Optimization (EMNLP 2026)

10Aug 21, 20262 weeks agoMIT
differential-privacyemnlp-2026large-language-modelsprompt-optimization

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Cite this paper

@article{liu2026dpes,
  title  = {DP-ES: Differentially Private Evolution Strategies for Prompt Optimization},
  author = {Ziniu Liu and Aiping Li and Yue Han and Han Yu and Junjian Zhang and Dong Zhu and Changjian Li and Shiqiang Zhang},
  year   = {2026},
  eprint = {2610.06236},
  archivePrefix = {arXiv},
  url    = {http://arxiv.org/abs/2610.06236v1}
}

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