GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model

Zhehua Zhou, Xuan Xie, Jiayang Song, Zhan Shu, Lei Ma
6/6/2024
cs.AIcs.LGcs.RO

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Abstract

Safe Reinforcement Learning (SRL) aims to realize a safe learning process for Deep Reinforcement Learning (DRL) algorithms by incorporating safety constraints. However, the efficacy of SRL approaches often relies on accurate function approximations, which are notably challenging to achieve in the early learning stages due to data insufficiency. To address this issue, we introduce in this work a novel Generalizable Safety enhancer (GenSafe) that is able to overcome the challenge of data insufficiency and enhance the performance of SRL approaches. Leveraging model order reduction techniques, we first propose an innovative method to construct a Reduced Order Markov Decision Process (ROMDP) as a low-dimensional approximator of the original safety constraints. Then, by solving the reformulated ROMDP-based constraints, GenSafe refines the actions of the agent to increase the possibility of constraint satisfaction. Essentially, GenSafe acts as an additional safety layer for SRL algorithms. We evaluate GenSafe on multiple SRL approaches and benchmark problems. The results demonstrate its capability to improve safety performance, especially in the early learning phases, while maintaining satisfactory task performance. Our proposed GenSafe not only offers a novel measure to augment existing SRL methods but also shows broad compatibility with various SRL algorithms, making it applicable to a wide range of systems and SRL problems.

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Cite this paper

@article{zhou2024gensafe,
  title  = {GenSafe: A Generalizable Safety Enhancer for Safe Reinforcement Learning Algorithms Based on Reduced Order Markov Decision Process Model},
  author = {Zhehua Zhou and Xuan Xie and Jiayang Song and Zhan Shu and Lei Ma},
  year   = {2024},
  eprint = {2406.03912},
  archivePrefix = {arXiv},
  url    = {http://arxiv.org/abs/2406.03912v2}
}

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