Multi-agent Uncertainty-Aware Pessimistic Model-Based Reinforcement Learning for Connected Autonomous Vehicles

Abstract

Deep Reinforcement Learning (DRL) holds significant promise for achieving human-like Autonomous Vehicle (AV) capabilities, but suffers from low sample efficiency and challenges in reward design. Model-Based Reinforcement Learning (MBRL) offers improved sample efficiency and generalizability compared to Model-Free Reinforcement Learning (MFRL) in various multi-agent decision-making scenarios. Nevertheless, MBRL faces critical difficulties in estimating uncertainty during the model learning phase, thereby limiting its scalability and applicability in real-world scenarios. Additionally, most Connected Autonomous Vehicle (CAV) studies focus on single-agent decision-making, while existing multi-agent MBRL solutions lack computationally tractable algorithms with Probably Approximately Correct (PAC) guarantees, an essential factor for ensuring policy reliability with limited training data. To address these challenges, we propose MA-PMBRL, a novel Multi-Agent Pessimistic Model-Based Reinforcement Learning framework for CAVs, incorporating a max-min optimization approach to enhance robustness and decision-making. To mitigate the inherent subjectivity of uncertainty estimation in MBRL and avoid incurring catastrophic failures in AV, MA-PMBRL employs a pessimistic optimization framework combined with Projected Gradient Descent (PGD) for both model and policy learning. MA-PMBRL also employs general function approximations under partial dataset coverage to enhance learning efficiency and system-level performance. By bounding the suboptimality of the resulting policy under mild theoretical assumptions, we successfully establish PAC guarantees for MA-PMBRL, demonstrating that the proposed framework represents a significant step toward scalable, efficient, and reliable multi-agent decision-making for CAVs.